0001213900-13-005023.txt : 20130911 0001213900-13-005023.hdr.sgml : 20130911 20130911172558 ACCESSION NUMBER: 0001213900-13-005023 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130911 DATE AS OF CHANGE: 20130911 GROUP MEMBERS: GEMINI STRATEGIES LLC INC. GROUP MEMBERS: STEVEN WINTERS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMAGING3 INC CENTRAL INDEX KEY: 0001205181 STANDARD INDUSTRIAL CLASSIFICATION: X-RAY APPARATUS & TUBES & RELATED IRRADIATION APPARATUS [3844] IRS NUMBER: 954451059 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-86830 FILM NUMBER: 131091678 BUSINESS ADDRESS: STREET 1: 3200 W. VALHALLA DRIVE CITY: BURBANK STATE: CA ZIP: 91505 BUSINESS PHONE: 8182600930 MAIL ADDRESS: STREET 1: 3200 W. VALHALLA DRIVE CITY: BURBANK STATE: CA ZIP: 91505 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GEMINI MASTER FUND LTD CENTRAL INDEX KEY: 0001403092 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: GEMINI STRATEGIES LLC STREET 2: 619 SO. VULCAN AVE. SUITE #203 CITY: ENCINITAS STATE: CA ZIP: 92024 BUSINESS PHONE: 858 480 2828 MAIL ADDRESS: STREET 1: GEMINI STRATEGIES LLC STREET 2: 619 SO. VULCAN AVE. SUITE #203 CITY: ENCINITAS STATE: CA ZIP: 92024 SC 13G 1 sc13g0913gemini_imaging.htm SCHEDULE 13G sc13g0913gemini_imaging.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c)
and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2

(AMENDMENT NO. ___)*
 
Imaging3, Inc.
(Name of Issuer)
 
Common Stock, no par value
(Title of Class of Securities)
 
45248F103
(CUSIP Number)
 
September 3, 2013
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o Rule 13d-1 (b)
x Rule 13d-1 (c)
o Rule 13d-1 (d)
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
(Continued on following pages)
 
Page 1 of 7 Pages
 
 
 

 
 
CUSIP No. 45248F103
13G
Page 2 of 7 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Gemini Master Fund, Ltd.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP    (a) o
                                                                                                                       (b) x
 
 
3
SEC USE ONLY  
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Cayman Islands
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
0
 
6
SHARED VOTING POWER
 
15,256,692
 
7
SOLE DISPOSITIVE POWER
 
0
 
8
SHARED DISPOSITIVE POWER
 
15,256,692
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
15,256,692
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW9
 
9.9%
 
12
TYPE OF REPORTING PERSON*  
 
CO
 
 
* SEE INSTRUCTIONS BEFORE FILLING OUT!
 
 
 

 
 
CUSIP No. 45248F103
13G
Page 3 of 7 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Gemini Strategies LLC, Inc.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP    (a) o
                                                                                                                       (b) x
 
 
3
SEC USE ONLY  
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
0
 
6
SHARED VOTING POWER
 
15,256,692
 
7
SOLE DISPOSITIVE POWER
 
0
 
8
SHARED DISPOSITIVE POWER
 
15,256,692
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
15,256,692
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW9
 
9.9%
 
12
TYPE OF REPORTING PERSON*  
 
CO
 
 
* SEE INSTRUCTIONS BEFORE FILLING OUT!
 
 
 

 
 
CUSIP No. 45248F103
13G
Page 4 of 7 Pages
 
1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Steven Winters
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP    (a) o
                                                                                                                       (b) x
 
 
3
SEC USE ONLY 
 
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
0
 
6
SHARED VOTING POWER
 
15,256,692
 
7
SOLE DISPOSITIVE POWER
 
0
 
8
SHARED DISPOSITIVE POWER
 
15,256,692
 
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
15,256,692
 
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
 
 
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW9
 
9.9%
 
12
TYPE OF REPORTING PERSON*  
 
IN
 
 
* SEE INSTRUCTIONS BEFORE FILLING OUT!
 
 
 

 
 
CUSIP No. 45248F103
13G
Page 5 of 7 Pages
 
Item 1(a).
Name of Issuer:
 
Imaging3, Inc.
 
Item 1(b).
Address of Issuer's Principal Executive Offices:
 
3200 W. Valhalla Dr., Burbank, California  91505
 
Item 2(a).
Name of Persons Filing:
 
Gemini Master Fund, Ltd,
Gemini Strategies LLC, Inc.
Steven Winters
 
All of the securities covered by this report are owned directly by Gemini Master Fund, Ltd.  Gemini Strategies LLC, Inc. is the investment manager of Gemini Master Fund, Ltd., and Steven Winters is the president of Gemini Strategies LLC, Inc.  As permitted by Rule 13d-4, the filing of this statement shall not be construed as an admission that either Gemini Strategies LLC, Inc. or Steven Winters is the beneficial owner of any of the securities covered by this statement, and each of Gemini Strategies LLC, Inc. and Steven Winters expressly disclaims any equitable or beneficial ownership of such securities.
 
Item 2(b).
Address of Principal Business Office or, if none, Residence:
 
Address for all filers:  c/o Gemini Strategies LLC, Inc., 619 South Vulcan Ave., Suite 203, Encinitas, CA 92024
 
Item 2(c).
Citizenship:
 
Gemini Master Fund, Ltd. was organized under the laws of the Cayman Islands. 
Gemini Strategies LLC, Inc. was formed under the laws of the State of Nevada.
Steven Winters is a United States citizen.
 
Item 2(d).
Title of Class of Securities:
 
Common Stock, no par value
 
Item 2(e).
CUSIP Number:
 
45248F103
 
Item 3.
If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
Not Applicable
 
Item 4.
Ownership:
 
        Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount Beneficially Owned:  15,788,491* shares of Common Stock as of September 11, 2013
 
 
(b)
Percent of Class:  9.9%*

The Reporting Persons’ beneficial ownership of 15,256,692* shares of Common Stock constitutes 9.9%* of all the outstanding shares of Common Stock, based upon 151,851,304 shares of Common Stock outstanding, as reported by the Issuer in its most recent Form 8-K.
 
 
 

 

CUSIP No. 45248F103
13G
Page 6 of 7 Pages
 
 
(c)
Number of shares as to which such person has:
 
 
(i)
sole power to vote or to direct the vote:  0
 
 
(ii)
shared power to vote or to direct the vote:   15,256,692*
 
 
(iii)
sole power to dispose or to direct the disposition of:  0
 
 
(iv)
shared power to dispose or to direct the disposition of:  15,256,692*

*Subject to the Ownership Limitation (defined below), the Reporting Persons may be deemed to beneficially own a total of 20,861,472 shares of Common Stock, consisting of (i) 13,000,000 shares of Common Stock (“Shares”), and (ii) 7,861,472 shares of Common Stock issuable upon exercise of a warrant (“Warrant”) received by Gemini on or about September 6, 2013.

In accordance with Rule 13d-4 under the Securities Exchange Act of 1934, as amended, because the number of shares of Common Stock into which the Warrant is exercisable is limited, pursuant to the terms of such instrument, to that number of shares of Common Stock which would result in the Reporting Persons having beneficial ownership of 9.9% of the total issued and outstanding shares of Common Stock (the "Ownership Limitation"), the Reporting Persons disclaim beneficial ownership of any and all shares of Common Stock that would cause any Reporting Person's beneficial ownership to exceed the Ownership Limitation.  Therefore, in accordance with the Ownership Limitation, based upon 151,851,304 shares of common stock outstanding, each of the Reporting Persons beneficially owns 15,256,692 shares of Common Stock and disclaims beneficial ownership of 5,604,780 shares of Common Stock.

In addition, as permitted by Rule 13d-4, the filing of this statement shall not be construed as an admission that Gemini Strategies LLC, Inc., in its capacity as investment manager for Gemini, is the beneficial owner of the Shares or the Warrant or that Steven Winters, in his capacity as president or principal of Gemini Strategies LLC, Inc., is the beneficial owner of the Shares or the Warrant.  Each of Gemini Strategies LLC, Inc. and Steven Winters expressly disclaims any equitable or beneficial ownership of the Shares and the Warrant.

Item 5.
Ownership of Five Percent or Less of a Class:
 
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  ].

Item 6.
Ownership of More than Five Percent on Behalf of Another Person:
 
Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company of Control Person:
 
Not Applicable
 
Item 8.
Identification and Classification of Members of the Group:
 
Not Applicable

Item 9.
Notice of Dissolution of Group:
 
Not Applicable
 
 
 

 
 
CUSIP No. 45248F103
13G
Page 7 of 7 Pages
 
Item 10.
Certification:
 
By signing below the undersigned certify that, to the best of its/his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
SIGNATURE
 
After reasonable inquiry and to the best of its/his knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
   
September 11, 2013
         
   
GEMINI MASTER FUND, LTD.
   
By:
GEMINI STRATEGIES LLC, INC.,
as investment manager
         
     
By:
/s/ Steven Winters
     
Name:
Steven Winters
     
Title:
President
         
   
GEMINI STRATEGIES LLC, INC.
         
     
By:
/s/ Steven Winters
     
Name:
Steven Winters
     
Title:
President
         
         
   
/s/ Steven Winters
   
     Steven Winters
 
 
Attention:  Intentional misstatements or omissions of fact
constitute Federal criminal violations (see 18 U.S.C. 1001).